Due Diligence Specialist

Job description

At Broadridge, we've built a culture where the highest goal is to empower others to accomplish more. If you're passionate about developing your career, while helping others along the way, come join the Broadridge team. Join us as a Due Diligence Specialist and grow your career in a collaborative, quality-focused environment. In this position, you will manage due diligence cases end-to-end across the Company, including First Line Assessment (FLA), Second Line Assessment (SLA), and Enhanced Due Diligence (EDD) . This role combines execution and control responsibilities and serves as a key quality layer to help ensure complete and consistent due diligence execution, compliance with regulatory and internal standards, and quality of outputs before escalation. If you are analytical, detail-oriented, and motivated to take ownership of end-to-end due diligence cases while working closely with internal teams and clients, this is a great opportunity to learn, contribute, and develop your career supporting Acolin, now part of Broadridge. Responsibilities Perform First Line Assessment (FLA), Second Line Assessment (SLA), and Enhanced Due Diligence (EDD) across all types of due diligence cases. Review and validate work completed by junior team members to help ensure accuracy, completeness, and quality before escalation. Conduct risk-based due diligence assessments in line with regulatory requirements and internal standards. Manage client onboarding cases from initiation through completion. Execute ongoing monitoring activities and maintain consistency across due diligence cases. Maintain a complete audit trail and accurate documentation for all due diligence activities and decisions. Communicate effectively with clients, internal stakeholders, and cross-functional teams, while supporting pipeline and case workflow management. Provide guidance and training to junior colleagues and contribute to continuous process improvement initiatives. Requirements Solid knowledge of AML/KYC, due diligence, compliance practices, and a risk-based approach . 1-3 years of experience in due diligence, AML, KYC, compliance, or financial services (fund industry preferred). Solid AML/KYC knowledge and risk-based approach. Knowledge and understanding of the fund industry ecosystem is a plus. Strong analytical, investigative, and problem-solving skills with attention to detail. Ability to work…