Senior Compliance Officer – Institutional Sales & Trading Advisory

Job description

Are you looking for a role where your expertise and judgement can make a real impact ? Do you enjoy working close ly with the business, taking ownership and translating complex regulatory requirements into practical solutions? Join Optiver's Compliance team in London and play a key role in supporting our growing Institutional Sales & Trading business . You will work directly with stakeholders across the firm on a broad range of regulatory, conduct and financial crime matters, while contributing to the development of the Global Compliance framework as the business continues to evolve. What you'll do As a Senior Compliance Officer, you will join the Trading Advisory team in London , focusing on Institutional Sales & Trading . Working closely with the front office , you will advise on counterparty interactions, communications, trading activity, and the regulatory framework within which the business operates . You will build a strong understanding of the business and its trading workflows, independently own your advisory work, and become a trusted point of contact for the front office, proactively identifying and addressing emerging risks. You will also lead initiatives from start to finish and work closely with Compliance colleagues across Optiver's global offices. Your responsibilities will include: Provide independent Compliance advice to Institutional Sales & Trading, applying your knowledge of trading workflows, counterparties, markets and applicable regulatory requirements. Advise on sales and trading conduct, including counterparty interactions, communications, conflicts of interest, confidential information and cross-border activity. Take ownership of financial crime assessments across counterparty onboarding, jurisdictions and trading activity, including AML and sanction risks, identifying appropriate controls and escalations. Review external communications, marketing materials, presen tations, and disclosures to ensure they are accurate , balanced, and compliant with applicable requirements . Lead Compliance input into new products, counterparties, markets and strategic initiatives, partnering with the business and control functions to develop compliant solutions. Assess relevant surveillance escalations and potential conduct concerns, and coordinate responses to regulatory and exchange enquiries, audits and information requests. Monitor regulatory de…